Securities Claims Against Brokers/Dealers

The law firm of Tucker & Ludin handles claims that brokerage firm customers might have against their broker. Not all client losses in the market can be recovered from the broker/dealer. However, this firm is experienced in assessing the merits of potential claims and pursuing a recovery of client losses.

There are many reasons why a client may be able to recover losses incurred in the stock market. Often a broker will make recommendations that are not suitable for their customer in light of their financial situation and needs. If the decision to buy, sell or hold unsuitable securities results in losses to the customer, this firm may be able to help. We will also study your claim to determine whether the broker violated any State or Federal laws, whether they made unauthorized trades, churned your account or otherwise breached duties owed to their customer.

Pursuing these types of claims can be time consuming and expensive. However, we will handle your case as quickly and efficiently as possible without sacrificing results. Usually we will be able to represent you on a contingent fee basis with your only obligation being payment of costs.

Attorney Eric Ludin has been handling these cases for 15 years representing brokerage firm customers throughout the United States and Europe. He has lectured and published articles on the topic of securities claims and is a member of the Public Investors Bar Association, a national organization of attorneys representing investors.

Recent article by Eric Ludin on Securities Arbitration